Robert Daniel Woodend

Current Employers

Employment History

• 02/2012 → 03/2020
  Ameriprise Financial Services Inc
  Germantown, TN
• 03/2020 → 02/2026
  Ameriprise Financial Services, Llc
  Germantown, TN
• 02/2026 → Present
  Lpl Financial
  Memphis, TN
• 02/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2012-07-17 → 2026-02-26
  Ameriprise Financial Services, Llc
  Germantown, TN
  Eads, TN

Other Businesses

1. 02/2026 - Private Advisor Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 01/30/2026 2. 02/2026 - Memphis Planning and Wealth - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 01/30/2026 3. 02/2026 - Robert Woodend - Non-Variable Insurance - Inv Related - 03 Hour(s)/Month - 03 Hour(s) During Trading - Memphis, TN, 38120 - OBA Start Date: 01/30/2026 4. 03/25/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 01/30/2026 - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 01/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2012-07-16
• S63 Uniform Securities Agent State Law Examination
  2010-10-18