Jake Christopher Wu

9777 Ridge Drive, Suite 360, Lenexa, KS 66219 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-03-01

Branch Locations

9777 Ridge Drive, Lenexa, KS 66219 • United States

405 East 42 Street, 1B Visitor's Entrance On 46Th Street, New York, NY 10017 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2015	03/2017
Bank Of America, N.A.	New York	NY	03/2016	03/2017
Santander Bank, Na	Boston	MA	05/2017	08/2020
Santander Securities, Llc	Dorchester	MA	05/2017	08/2020
Copper Financial Network Llc	Lenexa	KS	11/2020	Present
Unfcu Advisors, Llc	New York	NY	11/2020	09/2022
United Nations Federal Credit Union	Long Island City	NY	11/2020	02/2022

07/2015 → 03/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
03/2016 → 03/2017

Bank Of America, N.A.

New York, NY
05/2017 → 08/2020

Santander Bank, Na

Boston, MA
05/2017 → 08/2020

Santander Securities, Llc

Dorchester, MA
11/2020 → Present

Copper Financial Network Llc

Lenexa, KS
11/2020 → 09/2022

Unfcu Advisors, Llc

New York, NY
11/2020 → 02/2022

United Nations Federal Credit Union

Long Island City, NY

2020-11-12 → 2022-10-13

Unfcu Advisors Llc

New York, NY
2017-05-25 → 2020-08-28

Santander Securities Llc

New York, NY

New York, NY

New York, NY

Scotch Plains, NJ

New York, NY
2016-02-08 → 2017-04-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-02-04
S63	Uniform Securities Agent State Law Examination	2011-12-21

Other Firms