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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-05 |
| FL | RA | APPROVED | 2019-12-06 |
| IN | RA | APPROVED | 2019-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard W.L. Lyons, Llc | Evansville | IN | 08/2013 | Present |
| Robert W. Baird & Co. Incorporated | Evansville | IN | 10/2019 | Present |
Part owner/investor in family farmland, 101 Woodward Dr No invest-related activities, 0 hrs/month, no active duties. We either cash rent to local farmers or take a crop share from the properties each year. Name and Address: DPH LLC 2811 Secretariat Ct Evansville IN 47720 Start Date: 5/1/21 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: LLC member/owner; Farmland Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-08 |
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