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Robert John Masanotti

J.P. Morgan Securities LLC

New Canaan, CT

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-07-23
TX RA APPROVED_RES 2018-07-23
  • CT RA
    APPROVED
    Since 2018-07-23
  • TX RA
    APPROVED_RES
    Since 2018-07-23

Branch Locations

122 Main St, New Canaan, CT 06840 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Stamford CT 03/2017 07/2018
Massachusetts Mutual Life Insurance Company Stamford CT 07/2016 07/2018
J.P. Morgan Securities Llc New Canaan CT 07/2018 Present
Jpmorgan Chase Bank, Na. New Canaan CT 07/2018 Present
Msi Financial Services, Inc Stamford CT 08/2014 03/2017
Barnum Financial Group Stamford CT 08/2014 07/2018
  • 03/2017 → 07/2018
    Mml Investors Services, Llc
    Stamford, CT
  • 07/2016 → 07/2018
    Massachusetts Mutual Life Insurance Company
    Stamford, CT
  • 07/2018 → Present
    J.P. Morgan Securities Llc
    New Canaan, CT
  • 07/2018 → Present
    Jpmorgan Chase Bank, Na.
    New Canaan, CT
  • 08/2014 → 03/2017
    Msi Financial Services, Inc
    Stamford, CT
  • 08/2014 → 07/2018
    Barnum Financial Group
    Stamford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-22
S63 Uniform Securities Agent State Law Examination 2010-07-02
  • S66 Uniform Combined State Law Examination
    2011-01-22
  • S63 Uniform Securities Agent State Law Examination
    2010-07-02
Other Names
  • Robert John Masanotti
  • Rob J Masanotti

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NEW CANAAN, CT
CITIGROUP GLOBAL MARKETS INC. · New Canaan, CT
MONECO ADVISORS · New Canaan, CT
LPL FINANCIAL LLC · NEW CANAAN, CT
NPLP MANAGEMENT · NEW CANAAN, CT
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