Mark Anthony Brenneman

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 09/2018
  Lpl Financial Llc
  Charlotte, NC
• 01/2018 → 09/2018
  Stratos Wealth Partners, Ltd
  Harrisonburg, VA
• 01/2018 → Present
  Stern & Heatwole Financial Group, Pc
  Harrisonburg, VA
• 09/2018 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2018-01-23 → 2018-09-14
  Stratos Wealth Partners, Ltd
  Harrisonburg, VA
• 2011-10-05 → 2018-01-22
  Lpl Financial Llc
  Pittsburgh, PA
  Harrisonburg, VA
  Pittsburgh, PA
  Harrisonburg, VA

Other Businesses

1. Fixed insurance sales, as of 09/04/2018; Approximately 0% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Co-owner, secretary, and treasurer, Pinewood Acres, Inc.; an entity created for the purpose of owning hunting land located in VA, as of 02/27/2019; Approximately 1% time spent during securities trading hours per month; Not Conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-10-04
• S63 Uniform Securities Agent State Law Examination
  2011-06-02

Designations

• Certified Financial Planner

Other Names

• Mark Anthony Brenneman
• Mark Anthony Brenneman, Cfp