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Inactive

James Stephens Emanuelson

Avenir Corporation

Alexandria, VA

Dallas, TX

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Current Employers
Avenir Corporation

277 South Washington Street Suite 350, Alexandria, VA 22314 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-05
VA RA APPROVED 2022-12-21
  • TX RA
    APPROVED
    Since 2024-08-05
  • VA RA
    APPROVED
    Since 2022-12-21

Branch Locations

277 South Washington Street Suite 350, Alexandria, VA 22314 • United States

4215 West Lovers Lane Suite 100, Dallas, TX 75209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Houlihan Lokey Capital, Inc. Dallas TX 07/2016 11/2016
Davidson Park Capital, Llc Dallas TX 02/2017 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 07/2019 02/2021
Bank Of America, N.A. Dallas TX 08/2019 02/2021
Avenir Corporation Alexandria VA 02/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-16
S65 Uniform Investment Adviser Law Examination 2017-04-07
S63 Uniform Securities Agent State Law Examination 2016-08-22
  • S66 Uniform Combined State Law Examination
    2019-09-16
  • S65 Uniform Investment Adviser Law Examination
    2017-04-07
  • S63 Uniform Securities Agent State Law Examination
    2016-08-22
Designations
Other Names
  • James S Emanuelson
  • James Emanuelson

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA
EDWARD JONES · Alexandria, VA
THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA

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