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Current Employers
Bbva Global Wealth Advisors, Inc.

501 Brickell Key Drive Suite 601, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-30
FL RA APPROVED 2024-03-01
  • TX RA
    APPROVED
    Since 2024-04-30
  • FL RA
    APPROVED
    Since 2024-03-01

Branch Locations

1980 Post Oak Blvd Floor 10, Houston, TX 77056 • United States

501 Brickell Key Drive Suite 601, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Houston TX 01/2019 06/2021
Bbva Wealth Solutions Inc. Houston TX 03/2018 01/2019
Bbva Usa Inc Houston TX 05/2006 06/2021
Bbva Securities Inc. Houston TX 06/2017 01/2019
Bbva Wealth Solutions Inc. Houston TX 02/2019 06/2021
Pnc Bank Houston TX 06/2021 12/2023
Bbva Global Wealth Advisors, Inc. Miami FL 12/2023 Present
  • 01/2019 → 06/2021
    Bbva Securities Inc.
    Houston, TX
  • 03/2018 → 01/2019
    Bbva Wealth Solutions Inc.
    Houston, TX
  • 05/2006 → 06/2021
    Bbva Usa Inc
    Houston, TX
  • 06/2017 → 01/2019
    Bbva Securities Inc.
    Houston, TX
  • 02/2019 → 06/2021
    Bbva Wealth Solutions Inc.
    Houston, TX
  • 06/2021 → 12/2023
    Pnc Bank
    Houston, TX
  • 12/2023 → Present
    Miami, FL
Previous Registrations
  • 2019-02-20 → 2021-06-02
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2018-03-13 → 2019-01-11
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2006-06-02 → 2006-10-20
    The Woodlands, TX
Other Businesses

BBVA Global Wealth Insurance, Inc; Not investment related; 1980 Post Oak Blvd, Floor 10, Houston, TX 77056; Insurance Agency; Insurance Agent; Refer clients to the Insurance Agency and receive referral fees; 09/2025; 8 hours per month; 2 hours during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-21
S66 Uniform Combined State Law Examination 2018-03-09
  • S65 Uniform Investment Adviser Law Examination
    2023-12-21
  • S66 Uniform Combined State Law Examination
    2018-03-09

View on SEC IAPD

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