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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-27 |
| CT | RA | APPROVED | 2022-06-21 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Norwalk, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Global Investors Distributors Llc | New York | NY | 05/2016 | 01/2020 |
| Allianz Global Investors U.S. Llc | New York | NY | 05/2016 | 02/2017 |
| Allianz Global Investors U.S. Holdings Llc | New York | NY | 02/2017 | 01/2020 |
| Mml Investors Services, Llc | Stamford | CT | 03/2020 | 05/2022 |
| Mass Mutual Life Insurance Company | Stamford | CT | 03/2020 | 05/2022 |
| Lenox Advisors | Stamford | CT | 03/2020 | 05/2022 |
| Unemployed | Norwalk | CT | 01/2020 | 03/2020 |
| Neuberger Berman | New York | NY | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-13 |
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