Caleb Wellington Pearson

Current Employers

Employment History

• 08/2012 → 10/2023
  Lpl Financial Llc
  West Des Moines, IA
• 09/2012 → Present
  Compass Financial Services
  West Des Moines, IA
• 10/2023 → Present
  Lpl Financial Llc
  West Des Moines, IA

Other Businesses

1. 10/23/2014 - Brokers Clearing House - INV REL - 5015 Grand Ridge Drive Suite 200 West Des Moines, IA 50265 - Non-Variable Insurance - START 09/01/2012 - 8 HOURS PER MONTH, 4 DURING TRADING - INS TYPES: Life, Fixed Annuities 2. 8/2/2017 - Compass Financial Services, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/05/2004 - 200 Hours Per Month During Securities Trading. 3. 6/5/2019 - Compass Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 06/21/2017 - 1 Hours Per Month During Securities Trading - I provide financial planning and consulting services through Compass Financial Services, an independent investment advisor firm. I started this business activity in 06/2017. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 2/5/2020 - Compass Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/20/2020 - 1 Hour Per Month During Securities Trading - I provide investment advisory services through Compass Financial Services, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 10/21/2025 - William Sonoma - Outside/W-2 Employment - West Des Moines, IA - Not Inv Rel - Start date: 11/5/2025 - 2hrs/mnth 0hr during Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-06-13
• S63 Uniform Securities Agent State Law Examination
  2012-11-20

Other Names

• Caleb W Pearson