Best Investors Account Sign in
Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-05-17
  • CA RA
    APPROVED
    Since 2018-05-17

Branch Locations

12671 High Bluff Dr Ste 200, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shopoff Securities, Inc. Irvine CA 08/2015 09/2017
Nelson Brothers Professional Real Estate Aliso Viejo CA 09/2017 05/2018
Emerson Equity Llc San Mateo CA 09/2017 05/2018
Independent Financial Group San Diego CA 05/2018 Present
  • 08/2015 → 09/2017
    Shopoff Securities, Inc.
    Irvine, CA
  • 09/2017 → 05/2018
    Nelson Brothers Professional Real Estate
    Aliso Viejo, CA
  • 09/2017 → 05/2018
    Emerson Equity Llc
    San Mateo, CA
  • 05/2018 → Present
    Independent Financial Group
    San Diego, CA
Previous Registrations
Other Businesses

(1) MOUNTAIN VIEW CAPITAL, LLC POSITION: Independent Contractor NATURE: Consulting Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2023 ADDRESS: 12671 High Bluff Dr, Ste 200, San Diego CA 92130, United States DESCRIPTION: Consulting Services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-11
S63 Uniform Securities Agent State Law Examination 2011-08-05
  • S66 Uniform Combined State Law Examination
    2012-05-11
  • S63 Uniform Securities Agent State Law Examination
    2011-08-05
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor