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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-05-17 |
Branch Locations
12671 High Bluff Dr Ste 200, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shopoff Securities, Inc. | Irvine | CA | 08/2015 | 09/2017 |
| Nelson Brothers Professional Real Estate | Aliso Viejo | CA | 09/2017 | 05/2018 |
| Emerson Equity Llc | San Mateo | CA | 09/2017 | 05/2018 |
| Independent Financial Group | San Diego | CA | 05/2018 | Present |
(1) MOUNTAIN VIEW CAPITAL, LLC POSITION: Independent Contractor NATURE: Consulting Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2023 ADDRESS: 12671 High Bluff Dr, Ste 200, San Diego CA 92130, United States DESCRIPTION: Consulting Services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-05 |
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