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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-16 |
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
266 White Plains Rd A2, Eastchester, NY 10709 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bronx | NY | 06/2010 | Present |
(1) 01/10/2022 - Peter Sclavo LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 10/01/2013 - 2 Hours Per Month/0 Hours During Securities Trading - Preparing personal tax returns. (2) 10/31/2016: Peter Sclavo LLC - Investment Related - At Reported Business Location(s) - Property and Casualty - Start Date: 10/12/2016 - 1 Hour Per Month/0 Hours During Securities Trading. (3) 01/11/2022 - Peter Sclavo LLC - Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - 1 Hour Per Month/0 Hours During Securities Trading - Start Date: 10/12/2016 - Licensed Real Estate Broker.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-16 |
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