Adam Peter Kozak

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-02-03
TX	RA	APPROVED	2021-01-29

NY RA
APPROVED

Since 2021-02-03
TX RA
APPROVED

Since 2021-01-29

Branch Locations

475 White Plains Rd Suite 28, Eastchestor, NY 10709 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	06/2014	Present
Spc	Ann Arbor	MI	06/2014	Present

06/2014 → Present

Sigma Financial Corporation

Ann Arbor, MI
06/2014 → Present

Spc

Ann Arbor, MI

Other Businesses

1. DBA - KPL FINANCIAL GROUP LLC, Eastchester, NY: PROVIDE FINANCIAL SERVICES. 2. INDEPENDENT INSURANCE AGENT SELLING LIFE, ACCIDENT, HEALTH AND FIXED INDEX ANNUITIES SINCE 6/2012. 3.Trustee of Kozak Irrevocable Trust, a special needs trust for my brother. Start date: 2/4/20, less than 1 hr/mo. Not investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-31

S66 Uniform Combined State Law Examination

2011-07-31

Designations

Other Names

Adam P Kozak

View on SEC IAPD

Current Employers

Spc

Disclosures

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