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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2013-09-19 |
| NJ | RA | APPROVED | 2012-10-01 |
Branch Locations
360 White Plains Road, Eastchester, NY 10709 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Eastchester | NY | 08/2005 | Present |
| Jpmorgan Chase Bank, N.A. | Eastchester | NY | 08/2005 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: FREELANCE MUSICIAN START DATE: 7/21/2014 ADDRESS: CROTON-ON-HUDSON, NY DETAILS: PLAYING OCCASIONALLY ON WEEKENDS. HOURS DEDICATED (per month unless otherwise indicated): 8-12 HOURS DURING TRADING: NONE INVESTMENT RELATED: NO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-10 |
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