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Current Employers
Spirit Global Investment Advisors, Llc

10679 Westview Parkway Second Floor, San Diego, CA 92126 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-02
TX RA APPROVED_RES 2023-11-29
  • CA RA
    APPROVED
    Since 2025-07-02
  • TX RA
    APPROVED_RES
    Since 2023-11-29

Branch Locations

10679 Westview Parkway Second Floor, San Diego, CA 92126 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spirit Global Investment Advisors, Llc San Diego CA 05/2013 Present
Previous Registrations
Other Businesses

One Road Media Ventures - Manage a team to Identify, invest, develop, co-produce, and distribute global media projects and platforms (film, TV, gaming, digital). The focus is on Asia partnerships and collaboration opportunities with global appeal. The overreaching goal is job creation and supporting Asia partners seeking to engage the global market.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-20
  • S66 Uniform Combined State Law Examination
    2010-11-20
Other Names
  • Earl Wong

View on SEC IAPD

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