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Nimrod G. Thompson

Td Capital Management LLC

Memphis, TN

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Current Employers
Td Capital Management Llc

5100 Poplar Avenue Suite 2904, Memphis, TN 38137-1400 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-06-11
  • TN RA
    APPROVED
    Since 2026-06-11

Branch Locations

5100 Poplar Avenue Suite 2904, Memphis, TN 38137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Capital Management Llc Memphis TN 01/2013 Present
Previous Registrations
  • 2011-09-27 → 2013-01-11
    New England Securities
    Memphis, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-27
S63 Uniform Securities Agent State Law Examination 2010-07-16
  • S65 Uniform Investment Adviser Law Examination
    2011-07-27
  • S63 Uniform Securities Agent State Law Examination
    2010-07-16
Designations
Other Names
  • Rod Thompson
  • Nimrod Thompson
  • Nimrod G. Thompson

View on SEC IAPD

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