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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-09-09
  • TX RA
    APPROVED
    Since 2010-09-09

Branch Locations

3200 Southwest Fwy #1800, Houston, TX 77027 • United States

Houston, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2010 06/2020
Equitable Advisors, Llc New York NY 06/2010 Present
Other Businesses

1. ACOUSTIC BAND MEMBER; START 11/10/2017; APPROX 3 HR/MO. 2. ALDINE EDUCATION FOUNDATION; 2520 W W THORNE BLVD, HOUSTON, TX 77073; BOARD MEMBER; START 10/24/2024; APPROX 2 HR/MO.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-08
  • S66 Uniform Combined State Law Examination
    2010-09-08

View on SEC IAPD

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