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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-21
NY RA APPROVED 2021-10-13
  • TX RA
    APPROVED_RES
    Since 2023-10-21
  • NY RA
    APPROVED
    Since 2021-10-13

Branch Locations

90 Park Ave 17Th Fl, New York, NY 10016 • United States

Great Neck, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc New York NY 01/2013 Present
Mass Mutual Life Insurance Company New York NY 08/2012 Present
Other Businesses

NAME: DAVID SHAMASH / EMET WEALTH INV REL: Y ADD: 90 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10016 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 07/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DISABILITY, FIXED ANNUITIES, AND HEALTH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-08-04
  • S63 Uniform Securities Agent State Law Examination
    2010-08-04

View on SEC IAPD

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