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Current Employers
Nicolet Wealth Management

111 N. Washington Street, Green Bay, WI 54301 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-01-08
  • WI RA
    APPROVED
    Since 2019-01-08

Branch Locations

111 N. Washington Street, Green Bay, WI 54301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Appleton WI 08/2013 04/2018
Nicolet Advisory Services, Llc Green Bay WI 04/2018 Present
Private Client Services Louisville KY 04/2018 Present
  • 08/2013 → 04/2018
    Sii Investments
    Appleton, WI
  • 04/2018 → Present
    Nicolet Advisory Services, Llc
    Green Bay, WI
  • 04/2018 → Present
    Private Client Services
    Louisville, KY
Previous Registrations
  • 2014-10-28 → 2018-04-24
    Sii Investments, Inc.
    Appleton, WI
  • 2014-10-30 → 2018-04-24
    Investment Centers Of America, Inc.
    Appleton, WI
  • 2016-03-24 → 2018-04-24
    National Planning Corporation
    Appleton, WI
    Los Angeles, CA
Other Businesses

1) NICOLET ADVISORY SERVICES. 04/23/2018. 111 N. Washington St Green Bay, WI. 54301. RIA - RIA OPERATIONS SPECIALIST. 160 HOURS/MO 2) APEX APPAREL LLC. 3972 WOODLAND RD, APT 5, GREEN BAY, WI 54313. I DESIGN/SOURCE/AND SELL APPAREL IN THE BUSINESS PROFESSIONAL AND ATHLEISURE WEAR SPACE. FOUNDER/OWNER. 60 HRS/MO; 0 DURING TRADING HRS. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-24
  • S66 Uniform Combined State Law Examination
    2014-10-24
Other Names
  • Aj Maertz

View on SEC IAPD

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