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Brendan Joe Summary

Charles Schwab & Co., Inc.

Poughkeepsie, NY

St Louis, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-01-19
  • MO RA
    APPROVED
    Since 2022-01-19

Branch Locations

2645 South Road Suite 1, Poughkeepsie, NY 12601-6857 • United States

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Des Peres MO 02/2008 12/2021
Charles Schwab & Co., Inc. St. Louis MO 12/2021 Present
Charles Schwab Bank, Ssb St. Louis MO 04/2025 Present
Charles Schwab Premier Bank, Ssb St. Louis MO 04/2025 Present
Charles Schwab Trust Bank, Ssb St. Louis MO 04/2025 Present
  • 02/2008 → 12/2021
    Scottrade, Inc.
    Des Peres, MO
  • 12/2021 → Present
    Charles Schwab & Co., Inc.
    St. Louis, MO
  • 04/2025 → Present
    Charles Schwab Bank, Ssb
    St. Louis, MO
  • 04/2025 → Present
    Charles Schwab Premier Bank, Ssb
    St. Louis, MO
  • 04/2025 → Present
    Charles Schwab Trust Bank, Ssb
    St. Louis, MO
Previous Registrations
  • 2018-01-17 → 2022-01-19
    Td Ameritrade, Inc.
    St. Louis, MO
    Omaha, NE
  • 2017-04-05 → 2018-04-07
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-05
S63 Uniform Securities Agent State Law Examination 2009-07-20
  • S66 Uniform Combined State Law Examination
    2017-04-05
  • S63 Uniform Securities Agent State Law Examination
    2009-07-20
Other Names
  • Brendan Joe Summary
  • Brendan J Summary

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POUGHKEEPSIE, NY
ARAX ADVISORY PARTNERS · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
MORGAN STANLEY · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · POUGHKEEPSIE, NY

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