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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-11-05 |
| NY | RA | APPROVED | 2021-06-24 |
| WA | RA | APPROVED | 2020-07-16 |
| MD | RA | APPROVED | 2017-12-20 |
| TX | RA | APPROVED | 2017-12-20 |
Branch Locations
1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | New York | NY | 09/2016 | 12/2017 |
| Janney Montgomery Scott, Llc | New York | NY | 12/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-10 |
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