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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-16 |
| IA | RA | APPROVED | 2018-01-25 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | West Des Moines | IA | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | West Des Moines, Ia | IA | 07/2016 | 01/2018 |
| Mml Investors Services, Llc | West Des Moines | IA | 03/2017 | 01/2018 |
| Principal Life Insurance Company | West Des Moines | IA | 01/2018 | Present |
| Principal Securities Inc | West Des Moines | IA | 01/2018 | Present |
***Fixed Insurance; Investment Related; 6701 Westown Pkwy, Suite 200, West Des Moines, IA 50266; Agent; Group Benefits, DI, LTC, Health; Start Date: 11/01/2017; 10 hrs per month; 5 during trading hours. ***Link Associates; Not Investment Related; 1452 29th St, West Des Moines, IA 50266; Board member; Board of Directors; Start Date: 07/01/2016; 2 hrs per month; 2 during trading hours. ***Project 52, Inc.; Not Investment Related; PO Box 3681, Urbandale, IA 50323; Board Member; Board of Director; Start Date: 01/01/2013; 0 hrs per month; 0 during trading hours. ***INSURANCE POSITION: Structured Settlement 360 Financial NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/07/2024 ADDRESS: 6701 Westown Pkwy., Ste. 200, West Des Moines IA 50266, United States DESCRIPTION: We will be working with Doug Arnest at 360 financial to provide a structured settlement annuity for a client for lifetime payout. A portion of the settlement will go to the structured annuity with New York Life we are establishing this to be able to split the commission with the Structured Settlement broker.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-21 |
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