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Current Employers
Capital Group Private Client Services, Inc.

333 South Hope Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-05-15
CA RA APPROVED 2025-03-19
IL RA APPROVED 2025-03-19
NV RA APPROVED 2025-03-19
NY RA APPROVED 2025-03-19
TX RA APPROVED 2025-03-19
  • GA RA
    APPROVED
    Since 2025-05-15
  • CA RA
    APPROVED
    Since 2025-03-19
  • IL RA
    APPROVED
    Since 2025-03-19
  • NV RA
    APPROVED
    Since 2025-03-19
  • NY RA
    APPROVED
    Since 2025-03-19
  • TX RA
    APPROVED
    Since 2025-03-19

Branch Locations

339 Park Ave., 34Th Fl., New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National / Cnr Securities, Llc New York NY 02/2014 06/2021
Jpmorgan Chase & Co./ Jp Morgan Securities, Llc Greenvale NY 06/2021 06/2023
Capital Group / Capital Group Private Client Services, Inc. New York NY 02/2025 Present
Merrill Lynch, Pierce, Fenner & Smith, Inc./Bank Of America Na New York NY 06/2023 12/2024
  • 02/2014 → 06/2021
    City National / Cnr Securities, Llc
    New York, NY
  • 06/2021 → 06/2023
    Jpmorgan Chase & Co./ Jp Morgan Securities, Llc
    Greenvale, NY
  • 02/2025 → Present
    Capital Group / Capital Group Private Client Services, Inc.
    New York, NY
  • 06/2023 → 12/2024
    Merrill Lynch, Pierce, Fenner & Smith, Inc./Bank Of America Na
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-03
  • S66 Uniform Combined State Law Examination
    2013-06-03
Designations

View on SEC IAPD

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