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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-02-20
MA RA APPROVED 2024-03-06
RI RA APPROVED 2018-11-02
  • NC RA
    APPROVED
    Since 2025-02-20
  • MA RA
    APPROVED
    Since 2024-03-06
  • RI RA
    APPROVED
    Since 2018-11-02

Branch Locations

935 Jefferson Boulevard Suite 2000, Warwick, RI 02886 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Warwick RI 07/2010 11/2018
Osaic Wealth, Inc. Warwick RI 11/2018 Present
  • 07/2010 → 11/2018
    Jhfn Sii
    Warwick, RI
  • 11/2018 → Present
    Warwick, RI
Previous Registrations
  • 2012-01-18 → 2018-11-02
    Signator Investors, Inc.
    Warwick, RI
Other Businesses

1. WALTER NENCKA POSITION: agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/20/2010 ADDRESS: 935 Jefferson blvd, Suite 2000, Warwick RI 02886, United States DESCRIPTION: Insurance Sales 2. INDEPENDENCE FINANCIAL PARTNERS POSITION: Advisor NATURE: A partnership used as a marketing name for activities associated with my Osaic OSJ. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 32 START DATE: 08/10/2010 ADDRESS: 935 Jefferson Blvd, Warwick RI 02866, United States DESCRIPTION: I'm a financial adviser assisting clients with their financial accounts. I'm compensated with advisory and sales commissions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-23
S63 Uniform Securities Agent State Law Examination 2010-08-16
  • S65 Uniform Investment Adviser Law Examination
    2011-11-23
  • S63 Uniform Securities Agent State Law Examination
    2010-08-16
Other Names
  • Walter J Nencka
  • Walter Nencka
  • Walter J Nencka

View on SEC IAPD

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