Cory J Nye

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 01/2020
  Edward Jones
  St Louis, MO
• 01/2020 → Present
  Lpl Financial, Llc
  Greenwood Village, CO

Previous Registrations

• 2010-07-26 → 2020-01-20
  Edward Jones
  Littleton, CO
  Aurora, CO
  St Louis, MO

Other Businesses

1. 1/17/2020 - Cory Nye Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/17/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.

Exams

• S66 Uniform Combined State Law Examination
  2010-07-23

Other Names

• Cory Nye
• Cory James Nye