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Matthew Thomas Mcconnell

Ameriprise Financial Services, LLC

Plano, TX

Anna, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-09
  • TX RA
    APPROVED_RES
    Since 2019-09-09

Branch Locations

6860 N Dallas Pkwy Ste 500, Plano, TX 75024 • United States

Anna, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Francisco CA 03/2016 03/2020
Ameriprise Financial Services, Llc Plano TX 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-28
S63 Uniform Securities Agent State Law Examination 2016-01-12
  • S65 Uniform Investment Adviser Law Examination
    2016-07-28
  • S63 Uniform Securities Agent State Law Examination
    2016-01-12

View on SEC IAPD

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