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Judith Wallace

Wells Fargo Clearing Services, LLC

Houston, TX

Humble, TX

Humble, TX

Humble, TX

Kingwood, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-19
  • TX RA
    APPROVED
    Since 2026-03-19

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

7411 Fm 1960 Rd E, Humble, TX 77346 • United States

164 1St W Ste 101, Humble, TX 77338 • United States

9511 N Sam Houston Pkwy E, Humble, TX 77396 • United States

1319 Kingwood Dr, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Houston TX 04/2016 03/2026
Wells Fargo Clearing Services, Llc Houston TX 03/2026 Present
Previous Registrations
  • 2016-04-26 → 2026-03-20
    J.P. Morgan Securities Llc
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Kingwood, TX
    New Caney, TX
  • 2011-11-18 → 2016-05-04
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pearland, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Austin, TX
    Houston, TX
    Houston, TX
    Pasadena, TX
    Dickinson, TX
    League City, TX
  • 2010-10-08 → 2011-11-10
    Waddell & Reed
    Webster, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-07
  • S66 Uniform Combined State Law Examination
    2010-10-07
Other Names
  • Judith K Wallace
  • Judith Kerbow Smithey
  • Judith Kerbow Wallace
  • Judi Wallace

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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