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Andrew Mitchell

J.P. Morgan Securities LLC

New York, NY

Plano, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-21
  • TX RA
    APPROVED
    Since 2024-02-21

Branch Locations

277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States

8181 Communications Pkwy Bldg A Floor 04, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Dallas TX 05/2010 10/2016
J.P. Morgan Securities Llc Dallas TX 04/2013 10/2016
Sii Dallas TX 12/2016 11/2018
Royal Alliance Associates, Inc. Dallas TX 11/2018 06/2019
Jpmorgan Chase Bank, N.A. Plano TX 06/2019 Present
J.P. Morgan Securities Llc Plano TX 06/2019 Present
  • 05/2010 → 10/2016
    Jp Morgan Chase Bank Na
    Dallas, TX
  • 04/2013 → 10/2016
    J.P. Morgan Securities Llc
    Dallas, TX
  • 12/2016 → 11/2018
    Sii
    Dallas, TX
  • 11/2018 → 06/2019
    Royal Alliance Associates, Inc.
    Dallas, TX
  • 06/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 06/2019 → Present
    J.P. Morgan Securities Llc
    Plano, TX
Previous Registrations
  • 2018-11-02 → 2019-07-23
    Osaic Wealth, Inc.
    Dallas, TX
  • 2016-12-01 → 2018-11-02
    Signator Investors, Inc.
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-19
S63 Uniform Securities Agent State Law Examination 2010-07-02
  • S66 Uniform Combined State Law Examination
    2016-11-19
  • S63 Uniform Securities Agent State Law Examination
    2010-07-02
Other Names
  • Andrew M Mitchell
  • Andrew Martin Mitchell

View on SEC IAPD

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