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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-07 |
| SC | RA | APPROVED | 2019-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services, Inc. | Elgin | SC | 01/2016 | 09/2019 |
| First Citizens Asset Management | Columbia | SC | 12/2011 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | SC | 09/2019 | Present |
| Bank Of America, N.A. | Columbia | SC | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-21 |
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