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Arthur Clifford Laine

Benjamin F. Edwards & Company, Inc.

Peoria, IL

St. Louis, MO

St. Louis, MO

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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-21
IL RA APPROVED 2020-08-25
  • TX RA
    APPROVED_RES
    Since 2022-01-21
  • IL RA
    APPROVED
    Since 2020-08-25

Branch Locations

5832 North Knoxville Avenue Suite B, Peoria, IL 61614 • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliance Benefit Group Peoria IL 02/2013 04/2020
Nbt Capital Management Inc. Johnson City NY 04/2020 08/2020
Benjamin F. Edwards & Company Peoria IL 08/2020 Present
  • 02/2013 → 04/2020
    Alliance Benefit Group
    Peoria, IL
  • 04/2020 → 08/2020
    Nbt Capital Management Inc.
    Johnson City, NY
  • 08/2020 → Present
    Benjamin F. Edwards & Company
    Peoria, IL
Previous Registrations
  • 2020-04-09 → 2020-09-18
    Nbt Capital Management, Inc.
    Peoria, IL
  • 2014-02-28 → 2020-04-02
    Abg Retirement Plan Investment Services
    Peoria, IL
  • 2014-02-28 → 2017-12-31
    Abg Retirement Plan Investment Services
    Peoria, IL
  • 2010-07-06 → 2013-02-01
    Morgan Stanley
    Peoria, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-09-01
S66 Uniform Combined State Law Examination 2010-07-02
  • S63 Uniform Securities Agent State Law Examination
    2020-09-01
  • S66 Uniform Combined State Law Examination
    2010-07-02
Other Names
  • Cliff Laine

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · PEORIA, IL
MORGAN STANLEY · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
REATHERFORD WEALTH MANAGEMENT LLC · PEORIA, IL
OSAIC WEALTH, INC. · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
GUARDIAN WEALTH MANAGEMENT INC. · PEORIA, IL

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