Jacob Charles Schultz

Current Employers

Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-02-18
IL	RA	APPROVED	2014-08-27

CO RA
APPROVED

Since 2025-02-18
IL RA
APPROVED

Since 2014-08-27

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Boulder, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rydex Distributors, Llc	Schaumburg	IL	05/2011	Present
Guggenheim Funds Distributors, Llc	Lisle	IL	03/2014	Present

05/2011 → Present

Rydex Distributors, Llc

Schaumburg, IL
03/2014 → Present

Guggenheim Funds Distributors, Llc

Lisle, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-08-21
S63	Uniform Securities Agent State Law Examination	2011-09-30

S65 Uniform Investment Adviser Law Examination

2014-08-21
S63 Uniform Securities Agent State Law Examination

2011-09-30

Other Names

Jacob C Schultz

View on SEC IAPD

Current Employers

Guggenheim Investments

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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