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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-08 |
| TX | RA | APPROVED | 2025-05-08 |
Branch Locations
390 Madison Avenue Floor 29, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 03/2010 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 01/2017 | Present |
Entity Name: Matthew K Horton Investment related: No Address: New York, NY Nature of the other business: Music composer/performer/producer Position/Title/Relationship: Sole Proprietor/Sole Investor Start Date: 04-Oct-2011 Approximate # of hours a month: 10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Compose/produce/perform music
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-20 |
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