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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-12 |
| OH | RA | APPROVED | 2018-05-07 |
Branch Locations
1215 Ridgewood Dr., Ste C, Bowling Green, OH 43402 • United States
601 E 2Nd Street, Defiance, OH 43512 • United States
3130 Executive Parkway Ste 100, Toledo, OH 43606 • United States
305 Kiracofe St, Elida, OH 45807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citzens Nationl Bk Of Bluffton | Bowling Green | OH | 06/2010 | Present |
| Lpl Financial Llc | Bowling Green | OH | 01/2011 | Present |
1. 12/23/2013 - Citizens Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-02-22 |
| S65 | Uniform Investment Adviser Law Examination | 2018-05-04 |
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