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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-01 |
| VI | RA | APPROVED | 2016-10-17 |
| OH | RA | APPROVED | 2007-11-02 |
Branch Locations
1234 Ridgewood Dr Ste B, Bowling Green, OH 43402 • United States
Ottawa, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bowling Green | OH | 07/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Bowling Green | OH | 03/2020 | Present |
Business Ownership; 4039 S. Woodcliff LLC; Co-owner; Real Estate; 4039 S. Woodcliff Dr., , Lakeside Marblehead, OH, 43440; Not Investment-Related; 05/02/2025; 1 to 9 hours per month; 0 during trading hours / KM 28 LLC; Co-owner; LLC is for holding a boat; 4039 S Woodcliff Dr, , Lakeside Marblehead, OH, 43440; Not Investment-Related; 05/08/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-01-29 |
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