Carleton Amasa Hollister

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1984 → Present
  Century Marketing Group
  Bowling Green, OH
• 07/2013 → 06/2023
  Royal Alliance
  Bowling Green, OH
• 06/2023 → Present
  Osaic Wealth, Inc.
  Bowling Green, OH

Previous Registrations

• 2005-12-13 → 2013-07-11
  Walnut Street Securities, Inc.
  Bowling Green, OH
  Bowling Green, OH
  Bowling Green, OH
• 2002-03-20 → 2006-11-02
  Walnut Street Advisers Inc
  Toledo, OH

Other Businesses

1. SAVAGE AND ASSOCIATES, YES, 1224 W. WOOSTER STREET, BOWLING GREEN, OH 43402, AGENT, 09/2001, 25, 15, LIFE AND LTC INSURANCE SALES 2. CARLETON HOLLISTER, AUTHOR POSITION: Author NATURE: Individual Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 9985 E. Gypsy Lane Rd, Bowling Green OH 43402, United States DESCRIPTION: I am authoring a book on Goal Setting. 3. HOLLISTER FINANCIAL POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2012 ADDRESS: 1224 W. Wooster St. Bowling Green, OH 43402, BOWLING GREEN OH 43402, United States DESCRIPTION: Providing basic financial advice to employees of local businesses.General education and assistnace with debt reduction, budgeting, personal purchases, such as homes and autos, creating a savings plan. 4. SAVAGE AND ASSOCIATES POSITION: Financial Professional NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 09/22/2001 ADDRESS: 1224 W. Wooster St., Suite C, Suite C, BOWLING GREEN OH 43402, United States DESCRIPTION: Over see client investments, make recommendations, manage a portfolio as part of my primary function as a FP . ? 5. CARLETON HOLLISTER, INSURANCE AGENT POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/20/2001 ADDRESS: 1224 W. Wooster St., Suite C, BOWLING GREEN OH 43402, United States DESCRIPTION: Sale of Life Insurance, Fixed Annuities, Long Term Insurance

Exams

• S66 Uniform Combined State Law Examination
  2016-02-17
• S63 Uniform Securities Agent State Law Examination
  2002-01-05