John Joseph Letizia

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 08/2021
  Stifel, Nicolaus & Company, Incorporated
  Florham Park, NJ
• 05/2015 → 12/2017
  Letizia Trading
  Woodcliff Lake, NJ
• 01/2018 → 01/2019
  Kpmg Llp
  Short Hills, NJ
• 09/2015 → 03/2021
  Englewood Field Club
  Englewood, NJ
• 08/2021 → 09/2022
  Wells Fargo Securities Llc
  New York, NY
• 09/2022 → Present
  Ubs Financial Services Inc
  New York, NY

Other Businesses

1. Englewood Field Club;341 Engle Street Englewood NJ 07631; Youth hockey;Hockey Coach;09/26/2015 This is a seasonal (Oct-March) part-time (5 hours per week) commitment; not during securites trading hours;not investment related 2. CMT Association, Write sections of the CMT Level 2 and CMT Level 3 curriculum, New York United States-10006, start date-10/4/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-10-07
• S63 Uniform Securities Agent State Law Examination
  2021-09-28

Other Names

• John Joseph Letizia
• John Joseph Letizia