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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-27 |
| ND | RA | APPROVED | 2019-12-09 |
Branch Locations
30 1St Ave E Ste 1, Dickinson, ND 58601 • United States
Dickinson, ND • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community Options Inc. | Dickinson | ND | 05/2007 | 07/2023 |
| Commonwealth Financial Network | Waltham | MA | 08/2013 | 12/2018 |
| Schneider Financial Services | Dickinson | ND | 08/2013 | 12/2018 |
| Ameriprise Financial Services, Inc | Dickinson | ND | 12/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Dickinson | ND | 03/2020 | Present |
Board of Directors; St. John Endowment Fund Committee; Treasurer; 146 6th Ave W, , Dickinson, ND, 58601; Not Investment-Related; 02/18/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; LFP Consulting, LLC; AFA - Employee; Entity for payroll and benefits; 125 Buckskin Ave Ste 200, , Bismarck, ND, 58503; Not Investment-Related; 02/20/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-01 |
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