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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-31 |
| TX | RA | APPROVED | 2025-01-23 |
| ND | RA | APPROVED | 2025-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | Fargo | ND | 08/2020 | 02/2023 |
| Nd Energy Services | Dickinson | ND | 04/2019 | 09/2020 |
| Pioneer Energy Services | Dickinson | ND | 08/2008 | 03/2019 |
| Nylife Securities, Llc | Fargo | ND | 03/2021 | 02/2023 |
| Unemployed | Dickinson | ND | 03/2019 | 04/2019 |
| Gooseneck Implement | Dickinson | ND | 02/2023 | 07/2024 |
| Dsu Heritage Foundation | Dickinson | ND | 07/2024 | Present |
| Bravera Bank | Dickinson | ND | 08/2024 | Present |
| American Portfolios Financial Services Inc. | Holbrook | NY | 09/2024 | 10/2024 |
| Osaic Wealth, Inc. | Dickinson | ND | 10/2024 | Present |
1. Fixed Insurance Sales -Bravera Wealth Planning and Investing-220 1st Ave W Dickerson, ND 58601-Start Date 8-26-24, 10-15 hours devoted per month and 10-15 hours devoted per month during market hours. 2. DSU HERITAGE FOUNDATION POSITION: blackjack dealer NATURE: Blackjack/gaming dealer for college charity INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2024 ADDRESS: 230 8th Ave W, Dickinson ND 58601, United States DESCRIPTION: blackjack and gaming dealer 3. BRAVERA WEALTH PLANNING AND INVESTING POSITION: Insurance Producer NATURE: non-variable insurance sales through various agencies INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 08/26/2024 ADDRESS: 220 1st Ave West, Dickinson ND 58601, United States DESCRIPTION: non-variable insurance and annuity sales for clients using Ash brokerage and Synchronize
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2021-05-14 |
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