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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-01-02 |
| ND | RA | APPROVED | 2024-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Trust Center | Dickinson | ND | 01/2006 | Present |
| American Portfolios Financial Services, Inc. | Holbrook | NY | 11/2012 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1) BRAVERA WEALTH PLANNING + INVESTING DBA POSITION: Agent NATURE: Corporation. A division of Bravera Wealth DBA/Marketing name for Fixed Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2016 ADDRESS: 220 1st Ave West, Dickinson ND 58601, United States DESCRIPTION: Fixed insurance sales 2) BRAVERA WEALTH POSITION: Chief Wealth Officer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2006 ADDRESS: 220 1st Ave West, Dickinson ND 58601, United States DESCRIPTION: This position is responsible for all aspects of Bravera Wealth's production departments. The CWO will supervise and oversee the Planning & Investing Department to ensure all markets are functioning properly. This position also oversees the Personal Wealth and Business Development departments. 3) LAUGH & LEARN DAYCARE POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2009 ADDRESS: 146 1st Ave East, Dickinson ND 58601, United States DESCRIPTION: Managing Partner and Secretary/Treasurer 4) BRAVERA WEALTH POSITION: Chief Wealth Officer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2006 ADDRESS: 220 1st Ave West, Dickinson ND 58601, United States DESCRIPTION: This position is responsible for all aspects of Bravera Wealth's production departments. The CWO will supervise and oversee the Planning & Investing Department to ensure all markets are functioning properly.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-17 |
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