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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-04-14 |
| TX | RA | APPROVED | 2013-09-13 |
| GA | RA | APPROVED | 2013-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Holly Berry Designs, Llc. | Denver | CO | 08/2015 | 10/2023 |
| Jp Morgan Chase Bank Na | Cumming | GA | 02/2015 | 03/2017 |
| Jp Morgan Chase Bank Na | Denver | CO | 03/2017 | Present |
| J.P Morgan Securities Llc | Denver | CO | 03/2017 | Present |
| J.P. Morgan Securities Llc | Cumming | GA | 02/2015 | 03/2017 |
Entity Name: Holly Yarbrough (YouTube channel) Investment related: No Address: Aurora Colorado 80019 Youtube.com Nature of the other business: Content Creator Position/Title/Relationship: Employee/Contractor Start Date: 11/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: How to videos for craft projects. Unrelated to investments or securities in any way.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-22 |
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