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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-11-30 |
Branch Locations
201 Merchant Street Ste 2200, Honolulu, HI 96813 • United States
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hawaiiusa Federal Credit Union | Honolulu | HI | 05/2007 | 10/2019 |
| Cuso Financial Services, Lp | San Diego | CA | 05/2007 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 10/2019 | 11/2023 |
| Bank Of America, N.A. | Honolulu | HI | 11/2019 | 11/2023 |
| Wedbush Securities | Honolulu | HI | 11/2023 | Present |
Artemis Distribution LLC; Not Investment Related; New York, NY; LLC; Freelance Service Technician; Start: 01/2026; Approx: 0-10 hours per month during business hours; Duties: Service Technician for the T-Shape 2 Body Contouring Machine.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-29 |
| S65 | Uniform Investment Adviser Law Examination | 1998-12-29 |
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