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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co | Brooklyn | NY | 11/2013 | Present |
| Mml Investors Services, Llc | Brooklyn | NY | 01/2021 | Present |
Name: Na Gao Inv Rel: Y Add: 812 60th St, Fl 6, Brooklyn, NY 1120 Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 04/30/2021 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 5 Duties: Life, disability, long-term care, fixed annuities, health.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-12 |
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