Jonathan N Carter

Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 04/2022
  Guardian Life Ins Co
  New York, NY
• 05/2011 → 07/2020
  Park Ave Securities
  New York, NY
• 04/2022 → Present
  City National Rochdale
  New York, NY

Previous Registrations

• 2011-11-17 → 2022-04-15
  Park Avenue Securities Llc
  New York, NY
  New York, NY
• 2010-12-07 → 2011-05-06
  Edward Jones
  Florham Park, NJ
  Madison, NJ
  St Louis, MO

Other Businesses

1. Partners in Prevention Serve on board of trustees reviewing financial statements for the organization Start: 05/01/2019 Address: 110 Meadowlands Pkwy, Secaucus, NJ 07094 1 non bus hr per month Not investment related Treasurer and Finance Chair 2. Name of Entity: Rental Property Non-investment related Address: 3205 Cambridge Circle Allentown, PA 18104 Nature of OBA: My wife and I own a house we would like to rent. Position/Title/Relationship: Sole Proprietor Start Date: 2024-07-01 Time devoted: 5 hours per month; 0 during securities trading hours Duties: I will be the landlord of the rental.

Exams

• S66 Uniform Combined State Law Examination
  2010-12-03

Other Names

• Jon Carter