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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-02 |
| CA | RA | APPROVED | 2019-04-30 |
Branch Locations
1160 Marsh St Ste 200, San Luis Obispo, CA 93401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Luis Obispo | CA | 05/2010 | 04/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 04/2019 |
| Wells Fargo Clearing Services, Llc | San Luis Obispo | CA | 04/2019 | Present |
CONSERVATOR FOR FATHER; INV RELATED;VISALIA ,CA; FINANCIAL AND MEDICAL DECISIONS; CONSERVATOR; START DATE: 02/20/2026; 20 HRS PER MONTH; 0 HRS DURING TRADING; TRIVIUM WEALTH MANAGEMENT LLC; INV RELATED;SAN LUIS OBISPO,CA; WEALTH MANAGEMENT ;100% OWNERSHIP; START DATE: 06/01/2026; 120 HRS PER MONTH; 120 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-23 |
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