Lisa L Bowers

Current Employers

Employment History

• 11/2014 → 07/2017
  Td Ameritrade, Inc.
  Draper, UT
• 11/2019 → 11/2020
  Soltis Investment Advisors
  St. George, UT
• 09/2017 → 11/2019
  Wells Fargo
  Salt Lake City, UT
• 11/2020 → 09/2023
  E*Trade Securities Llc
  Sandy, UT
• 03/2023 → Present
  Morgan Stanley Smith Barney Llc
  Sandy, UT
• 03/2023 → 09/2023
  E*Trade Capital Management, Llc
  Sandy, UT

Previous Registrations

• 2023-03-23 → 2023-09-05
  Harrisdirect Llc
  Sandy, UT
  Arlington, VA
• 2020-02-11 → 2020-11-20
  Soltis Investment Advisors, Llc
  Salt Lake City, UT
• 2017-09-07 → 2019-12-02
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
• 2015-03-17 → 2017-07-12
  Td Ameritrade, Inc.
  Draper, UT
  Westlake, TX
  Draper, UT
• 2015-03-17 → 2017-07-12
  Td Ameritrade Investment Management, Llc
  Draper, UT

Other Businesses

(A) 1. LISABB.COM 2. NOT INV RELATED 3. (Personal Address) 4. MUSICIAN 5. SINGER/SONGWRITER 6. START 10/16/2017 7. 10 HOURS PER MONTH 8. ZERO DURING TRADING 9. RUN WEBSITE, MARKETING ,SINGING, SONGWRITING, RECORDING (B) 1. Notary Public 2. Not investment related 3. (Personal Address) 4. Notary Public duties 5. Public Officer 6. Oct 1 2020 7. 12 hours per month 8. 0 during trading hours 9. Print, mail and deliver mortgage docs; sign them with client refinancing or purchasing a home, notarize, drive to client's house (C) 1. Rental Property 2. Not investment related 3. (Personal address) 4. Rental Property 5. Landlord 6. Dec 2020 7. Hours vary depending on tenant needs 8. 0 during trading hours 9. Market my townhome as a rental, taking care of tenants, accounts payable and receivable when rent/deposits are delivered, fixing up house *435681 1.Silver Leaf Title 2.Investment Related: No 3.Midvale, UT 4.Lending 5.Notary/Independent Contractor 6.11/16/2020 7. Hours devoted to business:15 8. Hours devoted during Securities business:0 9.Signing and Stamping Documents.

Exams

• S66 Uniform Combined State Law Examination
  2015-03-16

Other Names

• Lisa Leann Heckel
• Lisa Leann Bowers
• Lisa Bowers