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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-17 |
| CO | RA | APPROVED | 2014-01-13 |
Branch Locations
370-17Th Street, Denver, CO 80202 • United States
Lakewood, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Denver | CO | 01/2014 | Present |
MARG PARTNERS LLC DBA MORRISON INN / 301 BEAR CREEK AVE MORRISON,CO 80465 / RETAILERS / RESTURANT / LLC MEMBER / I AM AN INVESTOR AND WILL REVIEW THE FINANCIALS / START DATE 2/27/2015
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-12-21 |
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