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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-03-03
  • OH RA
    APPROVED
    Since 2025-03-03

Branch Locations

One Easton Oval Suite 550, Columbus, OH 43219 • United States

2 Summit Park Dr Suite 215, Independence, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas Lending, Llc Dublin OH 10/2008 02/2022
Mayfield Wealth Management Richmond Heightso OH 10/2011 06/2020
Cambridge Investment Research, Inc Fairfield IA 11/2013 06/2020
Cambridge Investment Research Advisors Fairfield IA 11/2013 06/2020
The Prudential Insurance Company Of America Independence OH 07/2024 Present
Pruco Securities Llc Independence OH 07/2024 11/2024
Neo Partners Llc Dba Motto Mortgage Shaker Heights OH 01/2022 06/2024
Lpl Enterprise, Llc Independence OH 11/2024 Present
  • 10/2008 → 02/2022
    Thomas Lending, Llc
    Dublin, OH
  • 10/2011 → 06/2020
    Mayfield Wealth Management
    Richmond Heightso, OH
  • 11/2013 → 06/2020
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 11/2013 → 06/2020
    Cambridge Investment Research Advisors
    Fairfield, IA
  • 07/2024 → Present
    The Prudential Insurance Company Of America
    Independence, OH
  • 07/2024 → 11/2024
    Pruco Securities Llc
    Independence, OH
  • 01/2022 → 06/2024
    Neo Partners Llc Dba Motto Mortgage
    Shaker Heights, OH
  • 11/2024 → Present
    Independence, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-09-11
S65 Uniform Investment Adviser Law Examination 2022-12-20
  • S63 Uniform Securities Agent State Law Examination
    2024-09-11
  • S65 Uniform Investment Adviser Law Examination
    2022-12-20
Other Names
  • Shivjinder P Dhillon
  • Paul Dhillon

View on SEC IAPD

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