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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-01-07
SC RA APPROVED 2013-05-23
  • TX RA
    APPROVED
    Since 2015-01-07
  • SC RA
    APPROVED
    Since 2013-05-23

Branch Locations

1301 Gervais St, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 08/2011 Present
Bank Of America, N.A. Columbia SC 07/2013 Present
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FRP INC. DISCLOSURE ID: 69983 INVESTMENT RELATED: N ADDRESS OF BUSINESS: 346 JESELIN DR., LEXINGTON, KENTUCKY 40503 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 1/1/2007 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A FAMILY BUSINESS WHICH I STILL OWN A PIECE IN. I DO NOT REALLY HAVE MUCH RESPONSIBILITIES OR SPEND MUCH TIME WORKING FOR FRP. THIS HAS BEEN PREVIOUSLY DISCLOSED TO OFFICE MANAGEMENT UPON MY HIRE. OBA ID: 1653257 OBA Name: Eastminster Presbyterian Church Location: Columbia SC Investment Related Activity: No Duties: Serve on Endowment Committee at Church

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-21
  • S66 Uniform Combined State Law Examination
    2013-05-21
Other Names
  • Frank Purdy
  • Frank Russell Purdy
  • Russ Purdy

View on SEC IAPD

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