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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-06-26 |
| NY | RA | APPROVED | 2025-06-26 |
| TX | RA | APPROVED | 2025-06-26 |
Branch Locations
4 Manhattanville Road Suite 104, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Purchase | NY | 04/2014 | 06/2025 |
| Rbc Capital Markets, Llc | Purchase | NY | 06/2025 | Present |
| City National Bank | Purchase | NY | 08/2025 | Present |
(1) NAME OF ENTITY: Ridgefield Golf Committee ADDRESS: ridgefield CT ridgefield CT 06877 INVESTMENT/NOT INVESTMENT RELATED: No DESCRIPTION: Other START DATE: Jul 01, 2020 CAPACITY: Committee/Council Member DUTIES: advisory WORKING TIME: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-27 |
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