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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-02-03
MI RA APPROVED 2017-02-01
  • TX RA
    APPROVED
    Since 2017-02-03
  • MI RA
    APPROVED
    Since 2017-02-01

Branch Locations

2516 Harte Dr, Brighton, MI 48114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 02/2007 02/2017
Thrivent Investment Management Inc Brighton MI 11/2016 Present
Thrivent Financial Appleton WI 02/2017 Present
  • 02/2007 → 02/2017
    Thrivent Financial For Lutherans
    Appleton, WI
  • 11/2016 → Present
    Brighton, MI
  • 02/2017 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-31
  • S66 Uniform Combined State Law Examination
    2017-01-31
Other Names
  • Tim Compton

View on SEC IAPD

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