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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-10 |
| IL | RA | APPROVED | 2017-12-22 |
Branch Locations
401 S W Water Street Suite 303, Peoria, IL 61602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Peoria | IL | 05/2010 | 11/2017 |
| Northwestern Mutual Investment Services, Llc | Peoria | IL | 05/2010 | 11/2017 |
| Northwestern Mutual Wealth Management Company | Peoria | IL | 04/2015 | 11/2017 |
| Mass Mutual Life Insurance Company | Peoria | IL | 10/2017 | Present |
| Mml Investors Services, Llc | Peoria | IL | 12/2017 | Present |
Name: Douglas Shannon Inv Rel: Y Add: 401 SW Water St Suite 301 Peoria, IL. 61602 Nature: Life and health insurance sales Position: Sales Start date: 1/01/2019 No. HR/MO: 5 No. HR/MO during sec trading: 5 (2) Name: Douglas Shannon Inv Rel: N Add: Peoria Public Schools 3202 N Wisconsin Ave Peoria IL 61603 Nature: Substitute Teacher Position: Substitute Teacher Start Date:12/10/2024 No. HR/Mo: 8 No HRs/Mo Dur Sec Trading: 8 Duties: Substitute teacher at various school buildings throughout the city of Peoria (3) Name: Shannon for Our schools PAC Inv Rel: Y Add: Residential Nature: candidate for Peoria Public School Board Position: candidate for Peoria Public School Board of Education: Start Date: 7/21/2025 No Hrs/Mo: 20 No Hrs/Mo During Sec Trading: 8 Duties: candidate for Peoria Public School Board of Education
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-07 |
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